Tag: CFP Board
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Fiduciary Papers #4: Thoughts on the State of Fiduciary Duties for RIAs and Financial Planners
Doubt. It is an essential precondition to the process of critical thinking. Possessing doubt permits the receipt and evaluation of opposing points of view. We must first acknowledge that there exists doubt as to the proper application of fiduciary duties to registered investment advisers (RIAs), under both the 1940 Investment Advisers Act and under state…